Introduction

SAP GRC Process Control (Process Control) is a solution for internal controls management that enables members of audit and internal controls teams to gain better visibility into key business processes and ensure a high level of reliability in financial statement reporting.

Prerequisties

• GRC100
• Knowledge of integrated processes in an SAP system
• Knowledge of authorization concepts in an SAP system
• Practical knowledge of common business processes.

Course Content

1. Enterprise Governance, Risk and Compliance (eGRC)

• Risk-Based Approach to Managing Compliance Initiatives
• Integrated GRC Approach

2. Governance

• Governance Overview
• Governance Using Process Control 10.1
• Daily Business Use

3. Harmonization Overview

• Harmonization Concepts
• Work Centers
• Setting Up an Entry Page
• Technical Landscape

4. Configuration Requirements

• Customizing Central Tasks
• Shared Master Data and Reports
• Workflow
• Authorization Updates
• Process Control-Specific Customizing

5. Create and Manage Master Data

• Master Data Overview
• Setting Up an Organization Hierarchy
• Setting Up the Account Group Hierarchy
• Setting Up the Central Process Hierarchy
• Setting Up the Indirect Entity-Level Control Hierarchy
• Harmonized Risk Model
• Uploading Master Data with MDUG
• Content Lifecycle Management
• Master Data Change Request Workflow

6. Surveys and Manual Tests

• Survey and Test Overview
• Planner Overview
• Assessment Survey
• Manual Test
• Manual Test – Offline Forms and Data Sheets
• Disclosure Survey
• Issue Remediation

7. Risk-Managed Financial Compliance

• Risk-Based Financial Compliance
• Materiality Analysis
• Risk Assessment
• Control Risk Rating
• Test Strategy
• Risk Coverage Analysis
• Integration with SAP Audit Management

8. Ad Hoc Issues

• Ad Hoc Issues
• Integration with SAP Fraud Management

9. Policy Management

• Policy Management – Overview
• Configuring Policy Management
• Policy Lifecycle Management
• Continuous Monitoring

10. Continuous Monitoring – Overview

• Continuous Monitoring – Preconfiguration
• Creating a Data Source
• Creating a Business Rule
• Assigning Business Rules to a Control
• Scheduling a Continuous Monitoring Job
• Monitoring a Continuous Monitoring Job
• SAP Queries
• SAP BW Query
• Setting Up a Configurable Rule Subscenario
• Create a Programmed Rule
• ABAP Reports
• Process Integration Sub scenario
• SoD Integration
• Web Service for Continuous Monitoring
• Event-Based Monitoring
• SAP HANA Views
• New CCM Content Upload Capabilities

11. Operational Compliance Overview

• Operational Compliance Overview and Key Trends
• CAPA
• Operational Compliance-Specific Focus in CCM

12. Closing Activities in an ICS Management Cycle

• Sign-Off
• Aggregation of Deficiencies

13. Reporting

• Reports Overview
• Report Framework Harmonization
• Dashboard Overview

14. Security and Authorization

• Security and Authorization – Overview
• Authorization Configuration and Setup

15. Implementation Scope and Approach

• Implementation Scope and Approach

16. Establishing a Compliance Framework

• Configuring a Multi-Compliance Framework (MCF)

17. Other Process Control Features

• Custom-Defined Fields
• Document Search